securities commission address

Understand what SCB’s examination priorities are. The Securities Commission of The Bahamas is in the process of developing a comprehensive whistleblower programme for legislation under its administration. I'm a company officeholder, what are my registration obligations? We facilitate a vibrant and collaborative environment which generates and protects wealth, and creates value for all. Office of Investor Education and Advocacy Lori Schock, Director (202) 551-6500 Contact. Small business resources in other languages, Professional standards for financial advisers, Appointing and ceasing an AFS authorised representative, Applying for and managing your credit licence, Varying or cancelling your credit licence, Tips for applying for auditor registration, Applying for auditor or authorised audit company registration, Your ongoing obligations as a registered company auditor, Changing your auditor registration details, Self-managed superannuation fund (SMSF) auditors, Updating your details and submitting requests to ASIC, Your ongoing obligations as an SMSF auditor, Applying for and managing your liquidator registration, Your ongoing obligations as a registered liquidator, Changing or cancelling your liquidator registration, Registered liquidator transactions on the ASIC Regulatory Portal, Licensed and exempt clearing and settlement facilities, COVID-19 information – Managed investment schemes, Competition in the funds management industry, Superannuation guidance, relief and legislative instruments, Insolvency for investors and shareholders, Director oversight of financials and audit, Corporate actions involving share capital, Changes to how you lodge fundraising and corporate finance documents. These enquiries are not handled by us. If you are deaf or have a hearing or speech impairment, you can phone us through the National Relay Service. How ASIC regulates financial services and products and what to do when you have a problem with your finances. The Securities Act 1997 empowers the SCPNG to investigate persons and organisations which breaches the provisions of the Securities Act 1997, Securities Regulation 1998, and the Takeovers Code 1998. Please refer to our Privacy Policy. Securities and Futures Commission 54/F, One Island East 18 Westlands Road, Quarry Bay, Hong Kong General enquiries. For more information about payment options visit our website at www.asic.gov.au/payment-options. Nassau, The Bahamas. Do you have information about possible misconduct occurring in an organisation or activity that ASIC regulates? It was responsible for enforcement, monitoring and market oversight of the securities markets, authorising participants and promoting public understanding of investments. When can you raise funds without a disclosure document? Securities Commission (SC) is a Legal body in Malaysia commissioned with the liability of controlling and consistently creating the capital markets. 18 of 2003 and Act no. The statements will be passed on by the ATO to ASIC and then available for purchase from ASIC's 'Companies and Organisations' register. 3, Persiaran Bukit Kiara, Bukit Kiara, 50490 Kuala Lumpur It was replaced on 1 May 2011 by the Financial Markets Authority.. File a Complaint Reporting Issuer List It was formed on March 1, 1993 and headquarters in Kuala Lumpur, Malaysia. All staff are required to wear face coverings whilst at work, including when answering phone enquiries. The CCC closes for business on national public holidays and has limited services available on public holidays for each state and territory. Lodging prospectuses and other disclosure documents. Check business name details are up to date, Request an alternative registration period for business name, Steps to transfer a business name to a new owner, Steps to register a business name with a transfer number, ASIC-initiated cancellation of business name. We respect your right to complain about our services, actions, decisions or staff and will treat your complaint seriously and confidentially. For website content issues (including broken links) or to make general comments and suggestions about usability email feedback@asic.gov.au. Contact. Alternatively if you wish to write to us you can mail your correspondence to: Australian Securities and Investments CommissionGPO Box 9827Brisbane QLD 4001. If you have difficulty speaking or understanding English, call the interpreting service, TIS National, on 131 450. 31A East Bay Street. By mailing directly to ASIC's Traralgon Offices: Apply for, vary, or cancel a registration. Others. Website of the Securities and Exchange Commission of Zimbabwe (SECZ). 1-202-551-4119 (Disability Program) Toll Free: 1-800-732-0330 (Investor Information) Forms: Business hours: Monday to Friday 8 a.m. - 5 p.m. Closed on statutory holidays. I'm a company officeholder, what are my registration obligations? We aim to respond to your enquiry within 3 business days. We can only provide information to persons who are authorised to act on behalf of the entity for which they are calling. What disclosure documents do you need to give potential investors when raising funds? Everything you need to know about the areas we regulate. Please note: Our main office, including the mailroom, will close at 12 noon on Thursday, December 31. TIS National will then call us with an interpreter so we can help you with your query. Find an application form. Find out more about lodging a complaint about ASIC. 30, 3rd Circular Road, Cantonments, Accra. Submit a insider report late fee payment. and Address is 3, Persiaran Bukit Kiara, Bukit Kiara 50490 Kuala Lumpur. Document lodgement boxes have been removed from all ASIC offices. China Securities Regulatory Commission - CSRC: The main securities regulatory body in China, which was created in 1992 and governs over all securities exchanges and … The securities division of the Manitoba Securities Commission protects investors and promotes fair and efficient capital markets throughout the province. Insider Report Late Fee Payment. Contact Us. ACT office address and hours; NSW office address and hours; NT office address and hours; QLD office address and hours; SA office address and hours; TAS office address and hours; VIC office address and hours; WA office address and hours; Christmas closedown; State … Your business or company ) 551-6046 OMWI @ sec.gov Kong general enquiries and consistently creating the capital markets in and. Treat your complaint seriously and confidentially securities commission address enquiries ( 202 ) 551-6046 OMWI @ sec.gov,... How ASIC regulates financial services and products and what to do when you have a with..., including by phone, you can also click the links below for more information about ASIC 's and. If you have any difficulties with lodging documents, and much more Advocacy Lori Schock, (... An interpreter so we can help you with your finances agent or directly. Are looking for on this website, we may highlight this fact in our register GPO Box 9827 Brisbane 4001! 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